The Security Rule in Force
The word penetration does not appear in the Security Rule. Three provisions point toward testing anyway:
- 164.308(a)(8), evaluation: periodic technical and nontechnical evaluation, at first and after environmental or operational changes
- 164.308(a)(1)(ii)(A), risk analysis: an accurate and thorough assessment of vulnerabilities
- 164.308(a)(1)(ii)(B), risk management: measures that bring those risks down to a reasonable level
NIST SP 800-66 Rev. 2 lists penetration testing under evaluation where reasonable and appropriate, and advises specific written approval from senior management before any test.

